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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Stanley Hafen is a registered investment advisor representative with Ameriprise Financial Services, LLC. Carl has been in the industry since February 16, 2016, and holds registrations in 23 states, including Washington, Utah and California. Carl's office is located in Seattle, Washington. The Ameriprise Financial Services, LLC branch office is located at 723 BROADWAY E, STE A, SEATTLE, WA, 98102-4607. Carl's current registrations include Series 66, Series 7 and SIE. Carl has over 10 years of experience working with clients in the financial services industry. Carl is a seasoned professional with a proven track record of success. Carl's background includes experience in investment management, financial planning, and retirement planning. Carl is committed to providing clients with personalized service and helping them achieve their financial goals. Carl's commitment to providing excellent service to clients is evident in the many positive reviews he has received. Ameriprise Financial Services, LLC is a national financial services firm that offers a wide range of financial products and services, including investment management, financial planning, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
10/26/2016 - Present
Ameriprise Financial Services, LLC (SEATTLE WA)
BOTH
Issued 08/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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