Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Trent is a financial professional with over 17 years of experience in the industry. Carl has a strong background in securities and investments, having worked with several firms including W&S Brokerage Services, Inc., MML Investors Services, LLC, and Park Avenue Securities LLC. Carl is registered with both FINRA and the state of Ohio. Carl is also licensed to sell insurance products, offering a comprehensive approach to financial planning. Carl is currently registered with MML Investors Services, LLC, providing financial services to a diverse clientele including individuals, businesses, and institutions. Carl's expertise and commitment to client satisfaction make him a valuable resource for individuals seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
06/01/2022 - Present
MML Investors Services, LLC (CINCINNATI OH)
OH
10/24/2019 - 05/25/2022
W&S BROKERAGE SERVICES, INC. (WEST CHESTER OH)
OH
07/19/2018 - 10/15/2019
MML INVESTORS SERVICES, LLC (CINCINNATI OH)
OH
09/19/2014 - 07/03/2018
PARK AVENUE SECURITIES LLC (CINCINNATI OH)
OH
05/13/2014 - 08/29/2014
SAGEPOINT FINANCIAL, INC. (Cincinnati OH)
OH
03/14/2013 - 02/11/2014
PARK AVENUE SECURITIES LLC (CINCINNATI OH)
OH
08/06/2010 - 03/04/2013
SECURITIES MANAGEMENT & RESEARCH, INC. (CINCINNATI OH)
OH
12/05/2007 - 12/22/2008
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
04/25/2005 - 03/30/2007
NATIONWIDE SECURITIES, INC. (MT ORAB OH)
IL
10/12/2000 - 02/12/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 02/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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