Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Scott Thomason is a financial advisor with over 20 years of experience in the industry. Carl is currently registered with Wells Fargo Clearing Services, LLC and holds Series 63, 65 and 7 licenses. Carl is also a Certified Financial Planner. Carl has a strong background in providing financial advice to individuals and families. Carl also has experience working with institutional clients. Carl is committed to providing personalized service and helping clients achieve their financial goals. Carl's previous experience includes roles at Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/21/2019 - Present
Wells Fargo Clearing Services, LLC (CHAPEL HILL NC)
NC
06/01/2009 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (DURHAM NC)
NC
12/04/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DURHAM NC)
IA
Issued 12/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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