Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Lamb is a financial advisor with Allworth Financial, LP in San Diego, CA. He has been in the industry since 2005 and has a variety of experience in financial planning, portfolio management, and securities. Carl is a Certified Financial Planner and holds a Series 7 and Series 66 license. He also passed the Securities Industry Essentials (SIE) exam in 2018. Previously, Carl worked for LPL Financial LLC, Loring Ward Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/22/2019 - Present
Allworth Financial, LP (San Diego CA)
CA
06/27/2018 - 10/03/2018
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
02/08/2011 - 06/04/2018
LORING WARD SECURITIES INC. (SAN JOSE CA)
CA
09/17/2008 - 12/31/2010
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
CA
11/02/2005 - 08/26/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO SANTA FE CA)
BOTH
Issued 12/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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