Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Comstock is an investment banking professional with over 8 years of experience in the industry. Carl is currently registered with Intrepid Investment Bankers LLC. Before joining Intrepid Investment Bankers LLC Carl has worked with Barclays Capital Inc., Cowen and Company, Lincoln International LLC, and Houlihan Lokey Capital, Inc.. Carl holds the Series 63, SIE, and Series 79 licenses. Carl is registered in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/15/2023 - Present
Intrepid Investment Bankers LLC (New York NY)
NY
06/28/2022 - 03/23/2023
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
06/25/2019 - 06/27/2022
COWEN AND COMPANY (NEW YORK NY)
NY
09/19/2017 - 06/05/2019
LINCOLN INTERNATIONAL LLC (NEW YORK NY)
IL
12/05/2014 - 09/28/2017
HOULIHAN LOKEY CAPITAL, INC. (CHICAGO IL)
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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