Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Hollister is a financial advisor with over 30 years of experience in the industry. Carl is registered with L.m. Kohn & Co. in Ohio and is also a registered Investment Advisor. Carl has a broad range of experience, having worked with several firms throughout his career. His expertise includes working with high-net-worth individuals, corporations, and pension plans. Carl specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Flat commission/execution fee
1
2
OH
10/29/1999 - Present
L.m. Kohn & Co. (CINCINNATI OH)
MO
05/16/1990 - 07/08/1994
SMITH, MOORE & CO. (CLAYTON MO)
CT
09/30/1989 - 06/06/1990
ADVEST, INC. (HARTFORD CT)
MO
05/23/1989 - 09/30/1989
NEWHARD, COOK & CO. INCORPORATED (ST. LOUIS MO)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/18/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/17/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/04/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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