Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Riffey is a registered representative with PFS Investments Inc. based in Richmond, VA. Carl has been in the financial services industry since September 2021. Carl holds Series 63, SIE and Series 6TO licenses. Carl is registered in Florida, Illinois and Missouri. Carl is a specialist in insurance and annuity products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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VA
09/27/2021 - Present
PFS Investments Inc. (RICHMOND VA)
BC
Issued 03/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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