Unclaimed
Carl Richard Tarantino is a financial professional registered with PFS Investments Inc. based in Oakland, New Jersey. Carl has been in the securities industry since 1996 and has a broad range of experience in the field. Carl's professional licenses include Series 6, Series 63 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NJ
02/17/2014 - Present
PFS Investments Inc. (OAKLAND NJ)
GA
07/31/1996 - 12/31/2007
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 07/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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