Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Randy Rodgers is a financial advisor who has been in the industry since 1991. He has a Series 6, 7, 26, 63, and 66 licenses and is registered with the state of North Carolina. Carl is also a Certified Financial Planner. He is currently employed with Raymond James Financial Services Advisors, Inc. and is based in Denver, NC. Previously, Carl worked with BB&T Investment Services, Inc. in Charlotte, NC, SunTrust Investment Services, Inc. in Huntersville, NC, and others. Carl specializes in a number of areas including retirement planning, investment management, insurance, estate planning, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/26/2011 - Present
Raymond James Financial Services Advisors, Inc. (DENVER NC)
NC
06/11/2008 - 01/07/2011
SUNTRUST INVESTMENT SERVICES, INC. (HUNTERSVILLE NC)
NC
01/07/2000 - 04/14/2008
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
MA
04/02/1999 - 01/12/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
WI
07/01/1998 - 03/17/1999
INVEST FINANCIAL CORPORATION (APPLETON WI)
AZ
07/10/1995 - 07/08/1998
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IN
11/05/1991 - 07/17/1995
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
BOTH
Issued 02/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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