Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Peter Heesemann is a financial advisor with over 30 years of experience in the financial industry. Carl has been with Robert W. Baird & Co. Inc. since October 2019. Prior to that, Carl was with J.J.B. HILLIARD, W.L. LYONS, LLC, Wells Fargo Advisors, LLC and A.G. EDWARDS & SONS, INC. Carl holds a Series 63, 65, and 7 licenses. Carl holds the SIE designation as well. Carl has worked in Louisville, KY and Albany, NY. Carl has a broad range of experience providing financial advice to individuals, families, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
KY
10/18/2019 - Present
Robert W. Baird & Co. Inc. (Louisville KY)
KY
11/11/2010 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (LOUISVILLE KY)
NY
01/01/2008 - 11/08/2010
WELLS FARGO ADVISORS, LLC (ALBANY NY)
NY
06/19/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ALBANY NY)
KY
06/07/2007 - 06/20/2007
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
02/12/1999 - 06/13/2007
A. G. EDWARDS & SONS, INC. (ALBANY NY)
KY
02/23/1988 - 02/12/1999
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 12/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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