Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Paul Bucker has been in the financial industry since 1993. Carl is currently registered with Raymond James & Associates, Inc. and is based in Ocala, Florida. Carl specializes in providing financial services to individuals, corporations, charitable organizations, insurance companies, pension and profit sharing plans, banking and thrift institutions, and state or municipal government entities. Prior to joining Raymond James & Associates, Inc., Carl worked for Allen & Company of Florida, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PFS Investments Inc. Carl holds a number of licenses and designations including Series 6, 7, 9, 10, 24, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/05/2018 - Present
Raymond James & Associates, Inc. (OCALA FL)
FL
07/29/2004 - 05/18/2005
ALLEN & COMPANY OF FLORIDA, INC. (LAKELAND FL)
NY
09/06/1996 - 07/20/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
04/23/1993 - 07/30/1996
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 09/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 07/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 09/05/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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