Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Patrick Carlos is a financial advisor with over 23 years of experience in the industry. Carl is currently registered with Wealth Enhancement Advisory Services, LLC in Texas. Carl previously worked at several other firms, including IFS Securities, Raymond James & Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Edward Jones, and Legg Mason Wood Walker, Incorporated. Carl is also a board member of the Lake Ioni Hunting/Fishing Club in Elkhart, TX. He has a wide range of experience in the financial services industry and is dedicated to providing clients with the best possible advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
TX
02/03/2025 - Present
Wealth Enhancement Advisory Services, LLC (DALLAS TX)
TX
08/08/2018 - 10/10/2019
IFS SECURITIES (Dallas TX)
TX
03/13/2009 - 08/02/2018
RAYMOND JAMES & ASSOCIATES, INC. (DALLAS TX)
TX
03/27/2003 - 03/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
MO
10/12/2001 - 03/11/2003
EDWARD JONES (ST. LOUIS MO)
MD
06/15/1998 - 10/04/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 07/01/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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