Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Owen Bass has been an active advisor since December 5, 1978. Carl is a registered representative with Cambridge Investment Research Advisors, Inc. and is licensed in 24 states. Carl is also registered with the North Carolina Securities Division as an Investment Advisor Representative. Carl's past employment history includes positions with several firms including IFG Network Securities, Inc., Buckhead Financial Corporation and Mariner Financial Services, Inc. Carl is also a board member of Horsepower, Inc. and a Senior Elder of Westover Church. Carl has a strong track record of providing financial guidance and investment advice to individuals and families, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
09/12/2024 - Present
Cambridge Investment Research Advisors, Inc. (Greensboro NC)
GA
12/13/1996 - 03/18/1997
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
11/03/1989 - 12/20/1996
BUCKHEAD FINANCIAL CORPORATION
FL
10/27/1989 - 11/20/1989
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
NA
12/02/1987 - 11/06/1989
BERACHAH SECURITIES CORPORATION
NA
01/15/1987 - 12/03/1987
INVESTECH CAPITAL CORPORATION
NA
07/17/1986 - 01/19/1987
PLANVEST CAPITAL CORPORATION
NA
01/20/1986 - 08/12/1986
PILOT FINANCIAL SERVICES, INC.
NA
12/06/1978 - 01/29/1986
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BC
Issued 12/20/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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