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Carl Michael Katerndahl

FEF Distributors, LLC

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About Carl Michael Katerndahl

Carl Katerndahl is a financial professional with over 30 years of experience in the industry. Carl currently works as a registered representative with FEF Distributors, LLC. Carl has a strong track record of success in the financial services industry, having worked for several well-known firms including Nuveen Securities, LLC, PFPC Distributors, Inc., Dean Witter Reynolds Inc., Prudential Securities Incorporated, Shearson Lehman Hutton Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carl holds a variety of securities licenses including Series 3, 7, 24, and 63. Carl is registered in the states of Arizona, Colorado, Connecticut, District of Columbia, Florida, Idaho, Louisiana, Maryland, and Puerto Rico.

Firm Information

Carl Katerndahl is currently registered with FEF Distributors, LLC. FEF Distributors, LLC is a Limited Liability Company formed in January 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Carl Katerndahl’s Registration & Firm History

FL

04/11/2024 - Present

FEF Distributors, LLC (Miami FL)

NY

02/19/2003 - 07/16/2019

NUVEEN SECURITIES, LLC (NEW YORK NY)

ME

03/18/1999 - 07/10/2001

PFPC DISTRIBUTORS, INC. (PORTLAND ME)

NY

05/12/1994 - 05/19/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

07/06/1990 - 04/14/1993

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

01/16/1989 - 07/25/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

01/30/1988 - 02/06/1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 07/06/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/04/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/02/2004

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2010

Series 3 - National Commodity Futures Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Michael Katerndahl.
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