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Carl Martin Mastroianni

BNY Mellon Securities Corp.

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About Carl Martin Mastroianni

Carl Mastroianni is a registered representative with BNY Mellon Securities Corp. Carl has been in the industry since 2003. Carl holds several licenses and registrations including Series 3, Series 24, Series 63 and the SIE exam. Carl has experience at several firms including MBSC Securities Corporation, Mellon Funds Distributor, L.P. and J.P. Morgan Securities Inc.

Firm Information

Carl Mastroianni is currently registered with BNY Mellon Securities Corp.. BNY Mellon Securities Corp. is a Corporation formed in January 1968 and headquartered in NEW YORK, NY. The firm sponsors a wrap fee program and serves as a portfolio manager or model provider to third party wrap program sponsors. They manage approximately $6,124,034,792 in client assets, primarily for individuals, corporations, and other investment advisors. The firm is registered with the SEC and in all 50 states.
BNY Mellon Securities Corp.

240 GREENWICH STREET

NEW YORK, NY 10286-0001

$6.12B

Assets Under Management

Not reported

Total Clients

326

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carl Mastroianni’s Registration & Firm History

NY

10/02/2013 - Present

BNY Mellon Securities Corp. (NEW YORK NY)

NY

07/02/2007 - 12/02/2011

MBSC SECURITIES CORPORATION (NEW YORK NY)

NY

05/17/2006 - 07/02/2007

MELLON FUNDS DISTRIBUTOR, L.P. (NEW YORK NY)

NY

06/15/2001 - 07/21/2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

05/01/2001 - 06/15/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

03/21/2001 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2013

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Martin Mastroianni.
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