Unclaimed
Carl McCarden is a financial advisor located in Atlanta, Georgia. Carl has been in the financial industry since 2009. Carl is currently registered with Keybanc Capital Markets Inc. Carl holds Series 3, 7, 24, 55, 63 and 79 securities licenses. Carl has previous experience with J.P. Morgan Securities LLC, Citizens Capital Markets, Citizens Securities, Inc., Bear, Stearns & Co. Inc., Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., BrokerageAmerica, Inc, Knight Securities, L.P. and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
08/04/2021 - Present
Keybanc Capital Markets Inc. (ATLANTA GA)
GA
12/05/2018 - 08/03/2021
J.P. MORGAN SECURITIES LLC (ATLANTA GA)
GA
05/16/2016 - 09/25/2018
CITIZENS CAPITAL MARKETS (Atlanta GA)
GA
02/12/2016 - 05/16/2016
CITIZENS SECURITIES, INC. (ATLANTA GA)
NY
09/24/2007 - 12/13/2007
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/03/2004 - 06/12/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/09/2003 - 08/25/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/30/2001 - 12/13/2001
BROKERAGEAMERICA, INC (NE W YORK NY)
NJ
09/16/1999 - 05/09/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
10/23/1997 - 09/23/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/17/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1998
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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