Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Meier is a financial advisor with over 40 years of experience in the financial services industry. Carl has a broad range of experience and holds several licenses and certifications, including the Series 3, 5, 7, 63, and 65 exams, as well as the SIE exam. Carl has been registered with Cetera Investment Advisers LLC since 2013. Carl provides financial planning, portfolio management, and other advisory services to individuals, families, businesses, and charitable organizations. Carl is also a Certified Financial Planner. Carl is committed to providing his clients with personalized financial advice that meets their individual needs.
ALAMO, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (ALAMO CA)
CA
06/21/1995 - 05/23/2001
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
07/31/1993 - 06/05/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
01/18/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/02/1982 - 12/26/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/8/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/9/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/30/1985
Series 3 - National Commodity Futures Examination
BC
Issued 3/30/1982
Series 5 - Interest Rate Options Examination
BC
Issued 2/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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