Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl McGuire is a financial professional with over 25 years of experience in the industry. Carl is currently registered with Nylife Securities LLC and Nylife Distributors LLC. Carl has held previous positions with Prudential Investment Management Services LLC, Prudential Retirement Brokerage Services, Inc. and Prudential Retirement Services, Inc. Carl holds the Series 7, Series 6, Series 24, and Series 26 licenses. Carl is also licensed to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/18/2014 - Present
Nylife Securities LLC (NEW YORK NY)
PA
01/01/1997 - 08/09/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (SCRANTON PA)
CT
04/29/2004 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
NJ
09/22/1993 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
BC
Issued 08/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/31/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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