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Carl Louis Cornero

Hilltop Securities Inc.

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About Carl Louis Cornero

Carl Louis Cornero is a registered representative with Hilltop Securities Inc. Carl has been in the financial services industry since 2003. Carl holds the Series 99 and SIE exams. Carl is currently registered with Hilltop Securities Inc. and has been since 2006. Previously, Carl was registered with Southwest Securities, Inc. from 2003 to 2004, and with Gruntal & Co., L.L.C. from 2001 to 2002. Carl is located at 90 Matawan Road, Suite 303 in Matawan, New Jersey. Carl specializes in Portfolio Management for Individuals, Portfolio Management for Investment Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Businesses and Pension Consulting.

Firm Information

Carl Cornero is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Carl Cornero’s Registration & Firm History

NJ

04/19/2006 - Present

Hilltop Securities Inc. (MATAWAN NJ)

TX

09/03/2003 - 12/13/2004

SOUTHWEST SECURITIES, INC. (DALLAS TX)

NY

05/14/2001 - 06/20/2002

GRUNTAL & CO., L.L.C. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/22/2019

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2019

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Carl Louis Cornero.
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