Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Lance Huntley is a Registered Representative and Investment Adviser Representative. Carl is currently employed by Tcfg Investment Advisors, LLC, and has been with the firm since May 2018. Carl has been in the securities industry since April 27, 2003. Carl has a total of 1 approved SRO registrations, 1 approved FINRA registrations, 1 approved state registrations, and 1 approved IA state registrations. Carl is registered in Texas. Carl has a total of 2 state exams, 3 product exams, and 2 principal exams. Carl has been licensed as a Registered Representative since May 2, 1996, and is also licensed as an Investment Adviser Representative since September 24, 2003. Carl is a specialist in the areas of Portfolio Management for Individuals and Financial Planning. Carl has been with a variety of firms, including Thornhill Securities, Inc., Titleist Asset Management, LTD., and NFP Advisor Services, LLC. Carl is a well-respected professional with a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
07/18/2024 - Present
Tcfg Investment Advisors, LLC (Austin TX)
TX
02/23/2022 - 08/04/2022
THORNHILL SECURITIES, INC. (AUSTIN TX)
TX
04/29/2019 - 03/02/2020
TITLEIST ASSET MANAGEMENT, LTD. (AUSTIN TX)
CA
05/24/2018 - 03/02/2020
WAVELAND CAPITAL PARTNERS LLC (IRVINE CA)
TX
05/24/2018 - 02/24/2020
TCFG WEALTH MANAGEMENT, LLC (MISSOURI CITY TX)
MA
07/18/2018 - 01/23/2019
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
TX
06/22/2017 - 01/26/2018
MICROVENTURE MARKETPLACE INC. (AUSTIN TX)
TX
05/18/2006 - 09/25/2015
NFP ADVISOR SERVICES, LLC (AUSTIN TX)
TX
06/22/2004 - 05/09/2006
RIVERSTONE WEALTH MANAGEMENT, INC. (AUSTIN TX)
TX
12/01/2003 - 01/30/2004
AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)
NY
06/19/2003 - 11/10/2003
ELECTRONIC TRADING GROUP, LLC (NEW YORK NY)
TX
12/11/2001 - 06/19/2003
PROTRADER SECURITIES L.P. (AUSTIN TX)
TX
11/02/1998 - 11/30/2001
CYBERTRADER, INC. (AUSTIN TX)
NY
03/29/1996 - 07/10/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 09/24/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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