Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Bailey has been in the financial services industry for over 13 years. He is currently a Registered Representative with Ameriprise Financial Services, LLC. Carl holds Series 63 and 65 licenses as well as Series 7 and SIE. Carl is also a registered Investment Advisor in Washington and Texas. In addition to his work with Ameriprise Financial Services, LLC, Carl also serves as Board Chair for Bailey. Carl has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/15/2019 - Present
Ameriprise Financial Services, LLC (Seattle WA)
WA
05/26/2010 - 12/02/2019
AXA ADVISORS, LLC (SEATTLE WA)
IA
Issued 08/19/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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