Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Kenneth Perron is an investment advisor representative currently registered with Truist Advisory Services, Inc. in Florida. Carl has been in the securities industry since April 13, 1995. Carl is a registered representative with FINRA and holds Series 6, 7, 63, and 66 licenses. Carl has been with Truist Advisory Services, Inc. since October 2020, before that he was with Wells Fargo Clearing Services, LLC and before that he was with Signator Investors, Inc.. Carl specializes in working with high-net-worth individuals, corporations, and other businesses. Carl provides investment advice and financial planning services, including portfolio management, publication of periodicals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/27/2020 - Present
Truist Advisory Services, Inc. (TAMPA FL)
FL
05/15/2018 - 04/01/2020
WELLS FARGO CLEARING SERVICES, LLC (LARGO FL)
FL
05/13/2016 - 11/22/2017
SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)
FL
12/12/2014 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)
FL
06/01/2009 - 12/15/2014
MORGAN STANLEY (TAMPA FL)
FL
10/24/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
02/10/2006 - 10/26/2007
E*TRADE SECURITIES LLC (TAMPA FL)
MA
09/29/2000 - 05/08/2006
BROWNCO, LLC (BOSTON MA)
FL
02/20/1998 - 10/09/2000
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
11/07/1996 - 03/15/1998
J. B. HANAUER & CO. (PARSIPPANY NJ)
NJ
04/11/1996 - 11/18/1996
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NY
07/21/1994 - 04/04/1996
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
RI
10/20/1993 - 01/28/1994
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BOTH
Issued 5/5/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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