Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Kaliszewski is an Investment Advisor Representative with IC Advisory Services, Inc. Carl has been in the securities industry since 1977. Carl has a Series 63, Series 65, Series 7, Series 1, Series 24, Series 26, and SIE licenses. Carl has been registered with the Securities and Exchange Commission (SEC) since 1987. Carl is registered with the following states: Arizona, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, North Carolina, Rhode Island, and South Carolina. Carl's specializations include: providing financial planning and portfolio management services to individuals, businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/10/2023 - Present
IC Advisory Services, Inc. (WEBSTER MA)
MA
03/25/2017 - 07/21/2017
MML INVESTORS SERVICES, LLC (WORCESTER MA)
MA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WORCESTER MA)
MA
08/14/2013 - 01/02/2015
NEW ENGLAND SECURITIES (WORCESTER MA)
MA
04/13/2006 - 08/20/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (WEBSTER MA)
MA
07/08/2000 - 04/13/2006
JEFFERSON PILOT SECURITIES CORPORATION (SOUTHBRIDGE MA)
NH
09/08/1995 - 07/08/2000
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
AZ
10/05/1993 - 09/21/1995
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
SC
12/16/1989 - 10/27/1993
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
10/16/1987 - 12/16/1989
LINSCO FINANCIAL GROUP, INC.
NA
07/15/1987 - 10/23/1987
MONARCH INVESTMENTS INC.
NA
11/03/1986 - 07/06/1987
EXETER SECURITIES CORPORATION
NA
06/24/1986 - 11/25/1986
HANOVER CONCEPTS, INC.
NA
10/17/1984 - 06/25/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
04/01/1982 - 11/08/1984
FIRST AMERICAN NATIONAL SECURITIES, INC.
NA
12/12/1979 - 01/26/1984
TRANSAMERICA FUND SALES, INC.
NA
05/31/1977 - 09/26/1978
BERKSHIRE EQUITY SALES, INC.
NA
08/02/1976 - 07/29/1977
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 08/27/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/18/1989
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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