Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Stimmel is a financial professional with over 30 years of experience in the securities industry. Carl has been registered with Hilltop Securities Inc. since August 2023. Previously, Carl worked for Truist Securities, Inc., SunTrust Capital Markets, Inc., SunTrust Securities, Inc., NationsBanc Capital Markets, Inc., NationsBanc Securities, Inc., NationsBanc Securities of Georgia, Inc. and Kidder, Peabody & Co. Incorporated. Carl offers a wide range of financial services, including financial planning, educational seminars, publication of periodicals, and selection of other advisors. Carl is a registered representative and licensed to conduct securities business in 53 states and territories, as well as the District of Columbia. Carl is also a registered principal with Hilltop Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
08/01/2023 - Present
Hilltop Securities Inc. (DALLAS TX)
GA
01/02/1998 - 06/23/2023
TRUIST SECURITIES, INC. (ATLANTA GA)
GA
10/24/1994 - 01/02/1998
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
06/07/1994 - 10/24/1994
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NY
08/07/1992 - 07/12/1993
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
MA
03/31/1992 - 08/11/1992
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NA
02/15/1989 - 03/31/1992
NATIONSBANC SECURITIES OF GEORGIA, INC.
NA
08/25/1988 - 11/10/1988
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 10/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/21/2017
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Carl Stimmel is the right advisor for you? Invested Better is here to help.
