Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Joseph Piacelli is a financial advisor with over 30 years of experience in the industry. Carl has been registered with Morgan Stanley since October 2015. Prior to that, Carl was registered with UBS Financial Services Inc. for 14 years. Carl holds FINRA Series 63, 7 and 65 licenses, as well as the SIE license. Carl is licensed in 26 states and provides services including financial planning, portfolio management, pension consulting and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
10/02/2015 - Present
Morgan Stanley (Rochester NY)
NY
04/27/2001 - 10/13/2015
UBS FINANCIAL SERVICES INC. (ROCHESTER NY)
CT
02/17/1988 - 05/09/2001
ADVEST, INC. (HARTFORD CT)
NA
04/26/1982 - 02/23/1988
COWEN & CO.
NA
11/17/1981 - 01/28/1982
FIRST JERSEY SECURITIES, INC.
IA
Issued 01/11/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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