Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Joseph Hassett is a financial advisor registered with Santander Securities LLC, a broker-dealer registered with FINRA and SEC. Carl Hassett's experience in the industry began on 2014-09-14. Carl has worked for Santander Securities LLC since 2019, and has worked for Eaton Vance Distributors, Inc. and Putnam Retail Management Limited Partnership in the past. Carl Joseph Hassett is also an investment advisor representative registered in the state of Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
02/22/2024 - Present
Santander Securities LLC (Boston MA)
MA
09/03/2019 - 06/20/2023
SANTANDER SECURITIES LLC (Pocasset MA)
MA
08/19/2008 - 07/27/2012
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
05/09/2007 - 08/18/2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
BOTH
Issued 02/12/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/03/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/12/2019
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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