Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl John Marshalwitz is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., and is a financial advisor who has been working in the industry since 1993. Carl has been a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. since 2000. He has a Series 7 and Series 63 license and is also registered as an Investment Advisor Representative in Pennsylvania and Texas. Carl has experience working in the financial services industry at several other firms including NatCity Insurance Services, Inc., NatCity Investments, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and L.C. Wegard & Co., Inc. Carl is a dedicated financial advisor who is committed to providing his clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/25/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSBURGH PA)
OH
01/04/1999 - 11/22/2000
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
08/02/1996 - 11/22/2000
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
09/30/1996 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
IN
06/28/1993 - 08/27/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/28/1993 - 08/27/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
03/20/1992 - 07/29/1992
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 03/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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