Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Goetz is a financial professional who has been in the industry since January 2011. Carl is currently registered with BOK Financial Securities, Inc. and has been with the firm since February 2013. Carl holds a Series 7, Series 63 and Series 52TO license. Carl has previous experience with M&I Financial Advisors, Inc. Carl has experience working with a variety of clients, including individuals, corporations, and charitable organizations. Carl provides a variety of financial services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
02/04/2013 - Present
BOK Financial Securities, Inc. (Milwaukee WI)
WI
07/22/2009 - 07/26/2011
M&I FINANCIAL ADVISORS, INC (MILWAUKEE WI)
BC
Issued 08/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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