Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Jason Pestelos is a financial advisor registered with J.p. Morgan Securities LLC. Carl is currently registered in California and Texas. He is also a registered investment advisor in California and Texas. Carl has been in the industry since April 12, 2006 and has experience with UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. Carl offers investment advice for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/03/2017 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
10/28/2008 - 05/12/2017
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
04/02/2007 - 10/29/2008
MORGAN STANLEY & CO. INCORPORATED (LOS ANGELES CA)
CA
04/12/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LOS ANGELES CA)
BOTH
Issued 05/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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