Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl James Holly is a financial advisor with over 30 years of experience in the financial services industry. Carl Holly has been with Vanderbilt Advisory Services since April 2002. Prior to joining Vanderbilt Advisory Services, Carl Holly was a registered representative with PRIME CAPITAL SERVICES, INC., NEW TIMES SECURITIES SERVICES, INC., PRUDENTIAL SECURITIES INCORPORATED, KIRLIN SECURITIES INC., and MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. Carl Holly is registered with the Securities and Exchange Commission (SEC) and holds Series 4, Series 63, and Series 7 licenses. Carl Holly specializes in financial planning, portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
01/13/2025 - Present
Vanderbilt Advisory Services (WOODBURY NY)
NY
03/08/2000 - 01/07/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
09/19/1996 - 02/16/2000
NEW TIMES SECURITIES SERVICES, INC. (MELVILLE NY)
NY
06/06/1995 - 08/09/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/04/1992 - 06/22/1995
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
01/07/1992 - 07/14/1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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