Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl James Fernandez is a financial advisor currently registered with Pruvise. Carl has been in the financial industry for over 20 years and holds licenses for both securities and commodities. In addition to his Series 7 and Series 63 licenses, Carl also holds the Series 3 license and the Series 55 license. Carl has a long history of experience in the financial industry, working with various firms such as GLB TRADING, INC, REDWOOD TRADING, LLC, and PETERS SECURITIES CO. L.P. Carl holds the Chartered Financial Analyst designation and is a registered investment advisor in California. Carl has experience providing financial planning, pension consulting, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
Pruvise (NEWPORT BEACH CA)
CA
06/06/2007 - 09/20/2007
GLB TRADING, INC (IRVINE CA)
CA
04/09/2003 - 07/01/2003
REDWOOD TRADING, LLC (SAN FRANCISCO CA)
IL
04/13/1998 - 02/18/1999
PETERS SECURITIES CO. L.P. (CHICAGO IL)
IL
03/26/1996 - 04/01/1996
CHICAGO PARTNERSHIP BOARD, INC. (CHICAGO IL)
BC
Issued 06/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2018
Series 3 - National Commodity Futures Examination
BC
Issued 04/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
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