linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carl James Carilli

John Hancock Investment Management LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carl? Claim Your Profile

About Carl James Carilli

Carl James Carilli is an Investment Advisor Representative at John Hancock Investment Management LLC. Carl has been in the industry since December 7, 2005 and is registered with the state of Massachusetts, as an Investment Advisor Representative and the state of New York, as both an Investment Advisor Representative and a Broker. He is also registered with FINRA as a Broker. Carl previously worked at JOHN HANCOCK DISTRIBUTORS LLC and John Hancock Funds. Carl's registrations include the Series 6, 7, 63 and 65. He is also licensed to sell variable contracts, which are insurance products with investment components.

Firm Information

Carl Carilli is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carl Carilli’s Registration & Firm History

NY

05/17/2022 - Present

John Hancock Investment Management LLC (Manhasset NY)

MA

06/21/2012 - 12/31/2012

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

Not sure if Carl James Carilli is right for you?

Licenses & Designations

IA

Issued 12/27/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/26/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/07/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl James Carilli.
Not sure if Carl James Carilli is right for you?