Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Jacques Epps is a financial professional with experience in the industry. Carl holds licenses to conduct business in Broker-Dealer and Investment Advisor capacities in various states. Currently, Carl is registered with Fidelity Brokerage Services LLC. Carl's previous experience includes working with NATIONAL FINANCIAL SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/28/2023 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
NJ
05/20/2019 - 02/25/2020
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NC
08/30/2017 - 05/07/2019
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 02/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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