Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl J Thorson is a financial advisor with Raymond James & Associates, Inc. Carl has over 15 years of experience in the financial services industry. Carl is registered to provide investment advice in 8 states, and is Series 7, Series 63, and Series 65 licensed. Carl has previously worked at several other firms, including Citigroup Global Markets Inc., Victory Capital Services, Inc., and USAA Financial Advisors, Inc. Carl specializes in providing financial planning, portfolio management, and other investment advisory services to individuals, families, and businesses. Carl’s experience in the financial services industry gives him the knowledge and skills to help you achieve your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/03/2024 - Present
Raymond James & Associates, Inc. (San Antonio TX)
TX
01/12/2022 - 05/18/2023
CITIGROUP GLOBAL MARKETS INC. (San Antonio TX)
TX
01/10/2020 - 12/21/2021
VICTORY CAPITAL SERVICES, INC. (San Antonio TX)
TX
12/01/2017 - 07/04/2019
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
IA
Issued 04/06/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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