Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl J Kipper is a registered investment advisor representative with PKS Advisory Services, LLC. Carl is a seasoned financial professional with over 20 years of experience in the industry. Carl has also held previous roles with firms such as Dinosaur Securities, L.L.C., McGinn, Smith & Co., Inc., Wachovia Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Carl holds a Series 66, Series 7 and Series 65 licenses and is also a registered investment advisor in New York, Connecticut, Pennsylvania and New York. Carl specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/03/2022 - Present
PKS Advisory Services, LLC (ALBANY NY)
NY
01/04/2010 - 09/17/2012
DINOSAUR SECURITIES, L.L.C. (CLIFTON PARK NY)
NY
08/07/2008 - 12/31/2009
MCGINN, SMITH & CO., INC. (CLIFTON PARK NY)
NY
03/03/2008 - 03/17/2008
WACHOVIA SECURITIES, LLC (ALBANY NY)
NY
12/15/2000 - 02/29/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY NY)
IA
Issued 12/27/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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