Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Donahue is a financial professional with over 20 years of experience in the financial services industry. Carl has held various roles at several firms, including Advisors Asset Management, Inc. and PaineWebber Incorporated. Currently, Carl is an active representative with Charles Schwab & CO., Inc. Carl is registered with the state of California and Colorado as a broker. Carl is licensed to offer securities and investment advice, and has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), the General Securities Principal Examination (Series 24) and the Securities Industry Essentials Examination (SIE).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
04/19/2017 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CO
12/01/2010 - 12/31/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
01/26/2010 - 11/22/2010
ADVISORS ASSET MANAGEMENT, INC. (MONUMENT CO)
TN
05/14/2001 - 07/22/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NY
01/07/2000 - 04/20/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NJ
06/29/1998 - 04/09/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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