Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Hunter Fisher is a registered representative with Wells Fargo Clearing Services, LLC. Carl has been in the financial services industry since 1991. Carl has a Series 3, 7, and 63 and has successfully passed the SIE and Series 65 exams. Carl holds licenses in 36 states and is currently registered with Wells Fargo Clearing Services, LLC and Morgan Stanley DW Inc. Carl is also a co-owner of BSA LLC, a real estate company, and holds a 1% ownership in FFF LLC, another real estate company. Carl provides financial planning services and investment consulting services to institutional clients. Carl has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/29/2005 - Present
Wells Fargo Clearing Services, LLC (ACCOMAC VA)
NY
08/06/1994 - 08/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NC
08/13/1991 - 08/11/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
07/29/1994 - 08/05/1994
DEAN WITTER REYNOLDS INC.
IA
Issued 09/19/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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