Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Hicks White is a financial advisor with LPL Financial LLC, located in Helena, Montana. Carl has been in the financial industry since 1992. Carl holds a Series 6, 7 and 66 license. Carl also holds a Series 63 license. Carl has been registered with LPL Financial LLC since 2020. Carl has been registered with Securities America, Inc. since 2018. Carl has also previously been registered with Royal Alliance Associates, Inc., Edward Jones, TD Wealth Management Services Inc., BancNorth Investment Group, Inc., PrimeVest Financial Services, Inc., CUNA Brokerage Services, Inc., LINSCO/Private Ledger Corp. and Equity Services, Inc. Carl specializes in retirement planning, investment planning, college savings planning, and estate planning. Carl offers a variety of financial services, including investment advisory services, portfolio management, and financial planning. Carl is committed to providing his clients with personalized financial advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MT
01/16/2020 - Present
LPL Financial LLC (HELENA MT)
MT
05/30/2018 - 01/16/2020
SECURITIES AMERICA, INC. (HELENA MT)
MT
06/05/2013 - 06/07/2018
LPL FINANCIAL LLC (HELENA MT)
MT
09/29/2011 - 06/06/2013
ROYAL ALLIANCE ASSOCIATES, INC. (HELENA MT)
VT
04/05/2010 - 09/19/2011
EDWARD JONES (BRATTLEBORO VT)
VT
11/17/2009 - 03/23/2010
TD WEALTH MANAGEMENT SERVICES INC. (RUTLAND VT)
VT
01/01/2005 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (RUTLAND VT)
MN
09/11/2003 - 01/01/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
IA
08/07/1995 - 09/12/2003
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
SC
10/10/1994 - 08/21/1995
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
VT
01/06/1992 - 10/11/1994
EQUITY SERVICES, INC. (MONTPELIER VT)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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