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Carl Henry Cook

Transamerica Financial Advisors, Inc.

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About Carl Henry Cook

Carl Henry Cook is a financial advisor in SAINT GEORGE, UT with over 20 years of experience in the financial industry. Carl is registered with Transamerica Financial Advisors, Inc. and has passed numerous securities exams, including Series 6, 7, 24, 26, 52TO, 53 and 66. Carl has experience in both broker-dealer and investment advisory roles. Carl also has experience working with a variety of clients, including individuals, businesses, and retirement plans. Carl currently holds active registrations in California, Massachusetts and Utah.

Firm Information

Carl Cook is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Carl Cook’s Registration & Firm History

UT

09/28/2018 - Present

Transamerica Financial Advisors, Inc. (SAINT GEORGE UT)

CA

11/17/2003 - 01/06/2012

WORLD GROUP SECURITIES, INC. (LODI CA)

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Licenses & Designations

BOTH

Issued 02/18/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/22/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/09/2013

Series 24 - General Securities Principal Examination

BC

Issued 06/19/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/2010

Series 7 - General Securities Representative Examination

BC

Issued 11/15/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Carl Henry Cook.
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