Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Henry Chaput is a financial advisor with Ameriprise Financial Services, LLC. Carl has over 20 years of experience in the financial services industry. Carl is registered to provide investment advice in Florida, New Hampshire, and Texas. Carl has a strong track record of success in helping clients achieve their financial goals. Carl is committed to providing personalized financial advice and working with clients to develop a plan that meets their unique needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/28/2021 - Present
Ameriprise Financial Services, LLC (Fort Myers FL)
VA
01/03/2014 - 01/10/2017
ROBERT W. BAIRD & CO. INCORPORATED (RESTON VA)
VA
12/13/2002 - 11/07/2013
UBS FINANCIAL SERVICES INC. (ROANOKE VA)
NY
04/01/1997 - 12/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2003
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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