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Carl Hayes Holliday

THE Baker Group, LP

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About Carl Hayes Holliday

Carl Holliday is a financial advisor with over 40 years of experience in the industry. He has a wide range of experience, having worked with both The Baker Group, LP and Plan Group Financial, Inc. Carl is registered to provide investment advice in Georgia, Oklahoma, and Texas. He is also licensed to provide securities services in these states. Carl holds a variety of securities licenses, including the Series 63, 65, 7, 24, and 52. Carl is dedicated to providing personalized financial advice to his clients.

Firm Information

Carl Holliday is currently registered with THE Baker Group, LP. THE Baker Group, LP is a Partnership firm that was formed on May 20, 1992. The firm provides investment strategies for financial institutions and other institutional investors. It is registered with the SEC and in 25 states. The firm has 8 registered representatives and 5 investment adviser representatives.

Not reported

Assets Under Management

2

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment strategies for financial institutions and other institutional investors

Investment strategies for financial institutions and other institutional investors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiable fees based on % of investable assets per client

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Carl Holliday’s Registration & Firm History

OK

06/23/2022 - Present

THE Baker Group, LP (OKLAHOMA CITY OK)

NA

03/14/1989 - 12/30/1990

COMMUNITY BANCBROKERAGE CORPORATION

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Licenses & Designations

IA

Issued 06/22/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/23/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/1982

Series 24 - General Securities Principal Examination

BC

Issued 03/10/1980

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/24/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1981

Series 7 - General Securities Representative Examination

BC

Issued 11/20/1978

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Carl Hayes Holliday. Review regulatory record here.
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