Unclaimed
Carl Ishikawa is a financial professional with over 30 years of experience in the securities industry. Carl is currently registered with Nylife Securities LLC and holds a Series 6, Series 22, and Series 63 license. Carl has been registered in Hawaii, Nevada and California. Carl's previous experience includes working with clients on a variety of financial planning needs, including retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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HI
01/26/1990 - Present
Nylife Securities LLC (HONOLULU HI)
BC
Issued 01/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/25/1990
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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