Unclaimed
Carl Gerard Torrillo is a financial advisor with Moelis & Co. LLC. Carl has been working in the financial industry since 2009 and is currently registered in New York. Carl has a Series 7, Series 24, Series 62, Series 63 and Series 79 license. Carl has previously worked at Nomura Securities International, Inc., Citigroup Global Markets Inc., Banc of America Securities LLC, and CIBC World Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/01/2018 - Present
Moelis & Co. LLC (NEW YORK NY)
NY
09/17/2015 - 07/27/2018
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
08/01/2007 - 07/12/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/03/2006 - 07/19/2007
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/25/2005 - 04/12/2006
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 09/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/24/2005
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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