linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Carl Frederick Worden

Equity Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Carl? Claim Your Profile

About Carl Frederick Worden

Carl Frederick Worden is an investment advisor representative associated with Equity Advisors, LLC. Carl has been in the financial services industry for over two decades and has a broad range of experience in providing investment advice to individual clients. Carl is currently registered with the securities regulators of California, Missouri, Nevada, New Jersey, North Carolina, and Pennsylvania.

Firm Information

Carl Worden is currently registered with Equity Advisors, LLC. Equity Advisors, LLC is an investment advisor with 5 licensed agents and 5 investment adviser representatives. They manage approximately $18.7 million in regulatory assets under management for 48 individual clients. The firm offers portfolio management for individuals and provides consulting services.

$18.74M

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

check

consulting services

Consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Carl Worden’s Registration & Firm History

NV

11/03/2023 - Present

Equity Advisors, LLC (ZEPHER COVE NV)

CA

06/18/2019 - 04/17/2020

SAXONY SECURITIES, INC. (San Jose CA)

CA

04/22/2016 - 03/29/2019

CENTAURUS FINANCIAL, INC. (SAN JOSE CA)

CA

03/13/2015 - 04/27/2016

CONCORDE INVESTMENT SERVICES, LLC (San Jose CA)

CA

10/17/2007 - 03/23/2015

J.P. TURNER & COMPANY, L.L.C. (SAN JOSE CA)

CA

02/04/1999 - 07/18/2007

PFS INVESTMENTS INC. (SANTA CLARA CA)

Not sure if Carl Frederick Worden is right for you?

Licenses & Designations

BOTH

Issued 07/01/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/24/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/2007

Series 7 - General Securities Representative Examination

BC

Issued 02/03/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Carl Frederick Worden.
Not sure if Carl Frederick Worden is right for you?