Unclaimed
Carl Frederick Hanson is a financial advisor with Cetera Investment Advisers LLC. Carl has over 17 years of experience in the financial services industry. Carl is registered as a Registered Representative and Investment Advisor Representative in Maine. Carl has a Series 6, 7, 63, and 66 license. Carl also has a Certified Financial Planner designation. Carl is a registered representative with Cetera Investment Advisers LLC, a firm with offices in Schaumburg, Illinois. Carl's office is located in South Portland, Maine and Augusta, Maine.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ME
03/22/2024 - Present
Cetera Investment Advisers LLC (SOUTH PORTLAND ME)
ME
10/31/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (SOUTH PORTLAND ME)
BOTH
Issued 01/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/30/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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