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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Nicolosi is a financial advisor with Ameriprise Financial Services, LLC, based in Fort Myers, Florida. Carl has been in the financial services industry since 1985 and has a proven track record of success in helping clients achieve their financial goals. Carl is a Registered Representative and Investment Advisor Representative with the State of Florida and Texas. He holds a Series 6, Series 7, Series 24, Series 63, and Series 65 licenses and is also a SIE exam holder. In addition to his work with Ameriprise, Carl is also a co-partner at Private Asset Management Group, LLC, where he manages office operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/07/2019 - Present
Ameriprise Financial Services, LLC (Fort Myers FL)
FL
04/11/2011 - 10/14/2016
SUMMIT BROKERAGE SERVICES, INC. (FT MYERS FL)
FL
07/07/2006 - 04/11/2011
COMMONWEALTH FINANCIAL NETWORK (FORT MYERS FL)
FL
07/10/2000 - 07/31/2006
UBS FINANCIAL SERVICES INC. (FORT MYERS FL)
NJ
07/11/1985 - 07/17/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/01/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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