Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Fancy is a financial advisor based in Orlando, FL, working with Northwestern Mutual Investment Services, LLC. Carl Fancy has been in the industry since 2021. Carl Fancy holds Series 7TO, SIE, and Series 66 licenses. Carl Fancy works with clients to create financial plans and provide investment research. Carl Fancy also refers clients to other advisors when necessary.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
10/04/2021 - Present
Northwestern Mutual Investment Services, LLC (ORLANDO FL)
BOTH
Issued 09/29/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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