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Carl F Marshall

Charles Schwab & CO., Inc.

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About Carl F Marshall

Carl Marshall has over 20 years of experience in the financial services industry. Carl has been with Charles Schwab & CO., Inc. since May 2000, where Carl provides financial planning and investment advisory services. Carl has a strong background in investment management and financial planning and is a Certified Financial Planner. Carl is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 31, 63 and 65 licenses. Carl is also registered as an Investment Advisor Representative in Pennsylvania and Texas. Carl specializes in providing investment management and financial planning services to individuals and families.

Firm Information

Carl Marshall is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Carl Marshall’s Registration & Firm History

PA

01/04/2020 - Present

Charles Schwab & CO., Inc. (Yardley PA)

NY

09/22/1999 - 05/09/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 10/05/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/05/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 09/17/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Carl F Marshall.
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