Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Ekstrom is a financial advisor at Hightower Advisors, LLC. Carl has been in the financial services industry for over 9 years and is registered with the state of Wisconsin. Carl has passed the Series 63, Series 66, Series 7, and SIE exams, demonstrating a commitment to professional development. He holds the Certified Financial Planner designation, signifying expertise in providing comprehensive financial planning services. Carl has previous experience at Ameriprise Financial Services, LLC, TD Ameritrade, Inc., Charles Schwab & Co., Inc. and Scottrade, Inc. Carl's experience, certifications, and industry knowledge position him to provide clients with trusted guidance and solutions tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
WI
01/02/2025 - Present
Hightower Advisors, LLC (De Pere WI)
WI
01/26/2022 - 07/03/2023
CHARLES SCHWAB & CO., INC. (Appleton WI)
WI
07/27/2021 - 07/03/2023
TD AMERITRADE, INC. (Appleton WI)
WI
07/21/2021 - 07/27/2021
CHARLES SCHWAB & CO., INC. (Appleton WI)
WI
01/05/2021 - 06/21/2021
AMERIPRISE FINANCIAL SERVICES, LLC (DE PERE WI)
WI
02/26/2018 - 01/11/2021
TD AMERITRADE, INC. (Appleton WI)
WI
09/24/2015 - 02/26/2018
SCOTTRADE, INC. (GREEN BAY WI)
BOTH
Issued 01/20/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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