Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carl? Claim Your ProfileCarl Fleisher is an active investment advisor representative. Carl Fleisher has been in the industry for 51 years. Carl Fleisher is currently registered with Davenport & Co. LLC in Roanoke, Virginia, and is also registered in Texas. Previously, Carl Fleisher was registered with Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Dupont Walston, Incorporated, and Dupont Glore Forgan Inc. Carl Fleisher has passed the Series 1, Series 7TO, Series 63, Series 65, PC, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
12b-1 fees and/or shareholder servicing fees
1
2
VA
12/22/2008 - Present
Davenport & Co. LLC (ROANOKE VA)
VA
01/01/2008 - 01/09/2009
WACHOVIA SECURITIES, LLC (ROANOKE VA)
VA
03/05/1974 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ROANOKE VA)
NA
07/02/1973 - 04/27/1974
DUPONT WALSTON, INCORPORATED
NA
07/20/1972 - 07/02/1973
DUPONT GLORE FORGAN INC
IA
Issued 01/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 07/11/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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